Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Impact Lens Financial Planning Limited
FRN 969159
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 29 Sep 2023)
- [FCA CF] Client dealing (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
- SMF16 Compliance Oversight (since 13 Oct 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Oct 2022)
- SMF3 Executive Director (since 13 Oct 2022)
- Responsible for Insurance Distribution (since 13 Oct 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.