Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (23 Sep 2021 to 28 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Sep 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Oct 2004 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 9 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.