Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • B & S Financial Management Limited (no longer approved here)

    FRN 126243

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Aug 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Aug 2019)
    • CF11 Money Laundering Reporting (7 Jul 2015 to 31 Aug 2019)
    • Responsible for Insurance Mediation (1 Jul 2015 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (1 Dec 2001 to 31 Aug 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.