John Granville Cole

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

National Counties Building Society
FRN 206080
- SMF11 Chair of the Audit Committee (since 16 Oct 2019)
ERNST & YOUNG LLP (no longer approved here)
FRN 196203
- CF10 Compliance Oversight (27 Oct 2016 to 30 Jun 2018)
- CF11 Money Laundering Reporting (27 Oct 2016 to 30 Jun 2018)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.