Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited (no longer approved here)

    FRN 124885

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF21 Investment Adviser (5 Sep 2003 to 31 Oct 2007)
    • CF27 Investment Management (5 Sep 2003 to 31 Oct 2007)
  • Daly, Hoggett & Co (no longer approved here)

    FRN 103677

    • CF21 Investment Adviser (10 Dec 2002 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.