Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pelican Finance Limited
FRN 731937
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 10 Jun 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 3 Aug 2016)
- CF11 Money Laundering Reporting (19 Mar 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Sep 2018 to 8 Dec 2019)
- CF1 Director (1 Jul 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Jul 2016 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.