John Gordon Tatham

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thriving Investments Limited
FRN 775636
- SMF3 Executive Director (since 31 Mar 2022)
- [FCA CF] Client dealing (since 27 Oct 2021)
- SMF1 Chief Executive (31 Mar 2022 to 1 Jan 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2022)
- CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (14 May 2019 to 8 Dec 2019)
Igloo Investment Management Limited (no longer approved here)
FRN 632048
- CF1 Director (21 Apr 2015 to 7 Apr 2017)
- CF30 Customer (21 Apr 2015 to 7 Apr 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.