John Gilmore

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
FRN 119289
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
- CF30 Customer (12 Jul 2019 to 8 Dec 2019)
The Bank of New York Mellon (no longer approved here)
FRN 122467
- CF30 Customer (16 Jun 2015 to 6 Mar 2016)
Newton Investment Management Limited (no longer approved here)
FRN 119331
- CF30 Customer (11 Jun 2015 to 21 Dec 2018)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF30 Customer (6 Jan 2010 to 14 Jun 2013)
Aegon Asset Management Ltd (no longer approved here)
FRN 515464
- Employed By (6 Jan 2010 to 14 Jun 2013)
Aegon Asset Management UK plc (no longer approved here)
FRN 144267
- CF30 Customer (9 Oct 2008 to 14 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.