John George Morton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NCM Management (UK) Limited (no longer approved here)

    FRN 145276

    • [FCA CF] Client dealing (23 Aug 2021 to 23 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Sep 2004 to 16 Mar 2006)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.