John George Bate

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF22 Investment Adviser (Trainee) (4 Nov 2005 to 5 Jun 2006)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (115)Employed By (4 Nov 2005 to 5 Jun 2006)
Pi Financial Ltd (no longer approved here)
FRN 186419
- CF22 Investment Adviser (Trainee) (5 Apr 2005 to 29 Jul 2005)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.