Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 29 Jan 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jan 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2024)
- CF30 Customer (3 Jan 2014 to 8 Dec 2019)
- CF4 Partner (3 Jan 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 25 Dec 2013)
- CF1 Director (13 Apr 2006 to 19 Nov 2010)
- CF21 Investment Adviser (24 May 2004 to 31 Oct 2007)
- CF27 Investment Management (24 May 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.