Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (130)[PRA CF] Significant risk taker or Material risk taker (29 Jan 2018 to 30 Jun 2023)
    • (132)[FCA CF] Significant management (29 Jan 2018 to 30 Jun 2023)
    • (131)[FCA CF] Material risk taker (29 Jan 2018 to 30 Jun 2023)
  • Sainsbury's Bank Plc (no longer approved here)

    FRN 184514

    • (98)CF11 Money Laundering Reporting (8 Oct 2013 to 20 Dec 2013)
    • (100)CF1 Director (15 Apr 2011 to 7 Aug 2013)
    • (99)CF10 Compliance Oversight (19 Nov 2009 to 10 Aug 2011)
    • (96)CF28 Systems and controls (1 Nov 2007 to 7 Aug 2013)
    • (97)CF14 Risk Assessment (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (130)[PRA CF] Significant risk taker or Material risk taker at Tesco Personal Finance Limited

  2. controlled function added: (131)[FCA CF] Material risk taker at Tesco Personal Finance Limited

  3. controlled function added: (132)[FCA CF] Significant management at Tesco Personal Finance Limited