Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (130)[PRA CF] Significant risk taker or Material risk taker (29 Jan 2018 to 30 Jun 2023)
- (132)[FCA CF] Significant management (29 Jan 2018 to 30 Jun 2023)
- (131)[FCA CF] Material risk taker (29 Jan 2018 to 30 Jun 2023)
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- (98)CF11 Money Laundering Reporting (8 Oct 2013 to 20 Dec 2013)
- (100)CF1 Director (15 Apr 2011 to 7 Aug 2013)
- (99)CF10 Compliance Oversight (19 Nov 2009 to 10 Aug 2011)
- (96)CF28 Systems and controls (1 Nov 2007 to 7 Aug 2013)
- (97)CF14 Risk Assessment (1 Jun 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (130)[PRA CF] Significant risk taker or Material risk taker at Tesco Personal Finance Limited
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controlled function added: (131)[FCA CF] Material risk taker at Tesco Personal Finance Limited
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controlled function added: (132)[FCA CF] Significant management at Tesco Personal Finance Limited