John Furness-Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (28 Nov 2022 to 4 Aug 2023)
    • [FCA CF] Functions requiring qualifications (28 Nov 2022 to 4 Aug 2023)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • [FCA CF] Client dealing (1 Jan 2021 to 31 Aug 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Aug 2022)
    • CF30 Customer (12 Feb 2017 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (4 Mar 2010 to 15 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.