Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SW6 Asset Management Limited
FRN 959192
- Responsible for Insurance Distribution (since 8 Mar 2022)
- SMF3 Executive Director (since 8 Mar 2022)
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- [FCA CF] Functions requiring qualifications (4 May 2022 to 1 Sep 2025)
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- SMF3 Executive Director (9 Dec 2019 to 2 Feb 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 2 Feb 2022)
- CF1 Director (25 Sep 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (25 Sep 2018 to 30 Sep 2018)
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- CF30 Customer (15 Apr 2019 to 6 May 2020)
- CF1 Director (AR) (15 Apr 2019 to 6 May 2020)
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- Employed By (2 Aug 2011 to 6 Dec 2016)
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- CF1 Director (AR) (23 Aug 2007 to 6 Dec 2016)
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- Employed By (23 Aug 2007 to 6 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.