Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 30 Sep 2022)
- CF30 Customer (27 Nov 2007 to 9 Dec 2008)
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- [FCA CF] Client dealing (7 Mar 2016 to 24 Dec 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 24 Dec 2020)
- CF30 Customer (3 Mar 2011 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 24 Dec 2020)
- CF30 Customer (3 Mar 2011 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 24 Dec 2020)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.