Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (9 Aug 2021 to 1 Jun 2023)
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- Employed By (9 Aug 2021 to 1 Jun 2023)
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- [FCA CF] Client dealing (12 Jul 2021 to 3 Apr 2023)
- [FCA CF] Functions requiring qualifications (12 Jul 2021 to 3 Apr 2023)
- CF30 Customer (1 Nov 2007 to 30 Jul 2008)
- CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Jun 2007 to 30 Aug 2007)
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
- CF30 Customer (30 Nov 2017 to 1 Jun 2023)
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- CF30 Customer (7 Nov 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.