Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 19 Apr 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 19 Apr 2024)
    • CF4 Partner (22 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (2 Oct 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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