John Franklin Markham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FUTURE FINANCIAL PLANNING LIMITED

    FRN 716526

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 24 Oct 2016)
    • CF10 Compliance Oversight (29 Dec 2015 to 8 Dec 2019)
    • CF1 Director (29 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (29 Dec 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 Dec 2015 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (25 Jun 2014 to 9 Mar 2016)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (11 Oct 2012 to 8 Sep 2014)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Mar 2012 to 13 Nov 2012)
  • knightsbridge Financial Solutions Ltd (no longer approved here)

    FRN 209711

    • (14)Employed By (1 Mar 2012 to 13 Nov 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (10 Dec 2010 to 5 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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