Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (16 Apr 2012 to 4 Feb 2014)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
    • CF21 Investment Adviser (15 Aug 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jul 2002 to 15 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.