John Finnigan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Jan 2024)
    • CF1 Director (AR) (25 Jul 2014 to 22 Jan 2024)
    • CF30 Customer (25 Jul 2014 to 22 Jan 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (25 Jul 2014 to 22 Jan 2024)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF30 Customer (18 Feb 2008 to 30 Sep 2008)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF30 Customer (18 Feb 2008 to 30 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.