Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- SMF6 Head of Key Business Areas (since 31 Mar 2026)
- [FCA CF] Manager of certification employee (since 12 Mar 2026)
- [PRA CF] Managing a material risk taker (since 12 Mar 2026)
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Bank of Scotland plc
FRN 169628
- SMF18 Other Overall Responsibility (since 31 Mar 2026)
- [FCA CF] Manager of certification employee (12 Mar 2026 to 30 Mar 2026)
- [PRA CF] Managing a material risk taker (12 Mar 2026 to 30 Mar 2026)
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Lloyds Bank Corporate Markets Plc
FRN 763256
- SMF7 Group Entity Senior Manager (since 31 Mar 2026)
- [PRA CF] Managing a material risk taker (12 Mar 2026 to 30 Mar 2026)
- [FCA CF] Manager of certification employee (12 Mar 2026 to 30 Mar 2026)
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- SMF3 Executive Director (28 Jan 2020 to 4 Dec 2025)
- SMF1 Chief Executive (28 Jan 2020 to 26 Apr 2022)
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- SMF19 Head of Overseas Branch/Head of Overseas (17 Oct 2019 to 4 Mar 2024)
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- CF30 Customer (10 Jan 2013 to 6 Mar 2016)
- CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.