Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF6 Head of Key Business Areas (since 31 Mar 2026)
    • [FCA CF] Manager of certification employee (since 12 Mar 2026)
    • [PRA CF] Managing a material risk taker (since 12 Mar 2026)
    • SMF18 Other Overall Responsibility (since 31 Mar 2026)
    • [FCA CF] Manager of certification employee (12 Mar 2026 to 30 Mar 2026)
    • [PRA CF] Managing a material risk taker (12 Mar 2026 to 30 Mar 2026)
    • SMF7 Group Entity Senior Manager (since 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (12 Mar 2026 to 30 Mar 2026)
    • [FCA CF] Manager of certification employee (12 Mar 2026 to 30 Mar 2026)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • SMF3 Executive Director (28 Jan 2020 to 4 Dec 2025)
    • SMF1 Chief Executive (28 Jan 2020 to 26 Apr 2022)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • SMF19 Head of Overseas Branch/Head of Overseas (17 Oct 2019 to 4 Mar 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (10 Jan 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.