Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (12 Sep 2024 to 23 Jan 2026)
- [FCA CF] Manager of certification employee (5 Apr 2024 to 23 Jan 2026)
- [FCA CF] Client dealing (5 Apr 2024 to 23 Jan 2026)
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- [FCA CF] Algorithmic trading (28 Feb 2018 to 4 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 11 Dec 2023)
- [FCA CF] Material risk taker (1 Jan 2017 to 11 Dec 2023)
- [PRA CF] Managing a material risk taker (1 Jan 2017 to 11 Dec 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 11 Dec 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Dec 2023)
- CF30 Customer (10 Oct 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.