John Eric Harrison

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Whateley Wealth Management Limited

    FRN 715678

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
  • Obsidian Financial Limited (no longer approved here)

    FRN 509756

    • CF30 Customer (4 Oct 2011 to 30 Oct 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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