Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 18 Oct 2019)
- CF30 Customer (since 14 Nov 2017)
- CF4 Partner (AR) (14 Nov 2017 to 20 Dec 2019)
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Prestfield Wealth Management UK Ltd
FRN 792349
- (3)Employed By (since 14 Nov 2017)
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- CF30 Customer (1 Nov 2007 to 14 Sep 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (11 Nov 2002 to 11 Jul 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.