John Enderle

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • SMF18 Other Overall Responsibility (19 Sep 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (12 Aug 2022 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (12 Aug 2022 to 30 Nov 2022)
    • [FCA CF] Material risk taker (12 Aug 2022 to 30 Nov 2022)
    • [FCA CF] Significant management (12 Aug 2022 to 30 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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