Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 11 Dec 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 4 Dec 2023)
    • CF1 Director (AR) (19 Nov 2002 to 4 Dec 2023)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
  • Impas Solutions Limited (no longer approved here)

    FRN 220585

    • (4)Employed By (19 Nov 2002 to 4 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.