Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daly, Hoggett & Co (no longer approved here)

    FRN 103677

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 31 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 31 Mar 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.