Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 23 Dec 2011)
    • (5)Employed By (since 23 Dec 2011)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (231)Employed By (1 Jul 2002 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Temple Wealth Management Ltd

  2. controlled function added: (5)Employed By at Temple Wealth Management Ltd