Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 8 Aug 2025)
    • [FCA CF] Client dealing (16 Jan 2023 to 8 Aug 2025)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (5 Jan 2021 to 28 Oct 2022)
    • [FCA CF] Functions requiring qualifications (5 Jan 2021 to 28 Oct 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Jun 2011 to 11 Nov 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Nov 2010 to 1 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.