Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 11 Aug 2025)
- [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
-
- [FCA CF] Functions requiring qualifications (16 Jan 2023 to 8 Aug 2025)
- [FCA CF] Client dealing (16 Jan 2023 to 8 Aug 2025)
-
- [FCA CF] Client dealing (5 Jan 2021 to 28 Oct 2022)
- [FCA CF] Functions requiring qualifications (5 Jan 2021 to 28 Oct 2022)
-
- CF30 Customer (8 Oct 2018 to 8 Dec 2019)
-
- CF30 Customer (17 Jun 2011 to 11 Nov 2012)
-
- CF30 Customer (25 Nov 2010 to 1 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.