Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (25 Jan 2023 to 10 Dec 2024)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 6 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF30 Customer (1 Nov 2007 to 10 Mar 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.