Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PRIVATE FINANCE LTD
FRN 310566
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF1 Chief Executive (since 16 Feb 2026)
- SMF3 Executive Director (since 4 Jul 2025)
- Responsibility for MCD Intermediation (since 4 Jul 2025)
- Responsible for Insurance Distribution (since 4 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
- [FCA CF] Manager of certification employee (since 2 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 15 Jun 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
- CF1 Director (8 Jul 2019 to 8 Dec 2019)
- CF4 Partner (AR) (18 Jul 2011 to 15 Jun 2021)
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Advias Ltd
FRN 982478
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 2 Jun 2023)
- Responsibility for MCD Intermediation (since 2 Jun 2023)
- [FCA CF] Functions requiring qualifications (since 2 Jun 2023)
- Responsible for Insurance Distribution (since 2 Jun 2023)
- SMF16 Compliance Oversight (since 2 Jun 2023)
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- Appointed representative dealing with clients for which they require qualification (20 Apr 2021 to 1 Jun 2023)
- CF1 Director (AR) (20 Apr 2021 to 1 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
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