John Edison William Moon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EDISON ASSOCIATES LIMITED

    FRN 401890

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Nov 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Nov 2004 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Nov 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2004 to 8 Dec 2019)
  • EDISON FORD & COMPANY LIMITED (no longer approved here)

    FRN 302167

    • SMF3 Executive Director (9 Dec 2019 to 20 Oct 2020)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Edison Associates Ltd (2738) (no longer approved here)

    FRN 160935

    • (7)Employed By (1 Dec 2001 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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