Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RJD Partners Limited (no longer approved here)

    FRN 208588

    • CF10a CASS Oversight function (4 May 2016 to 14 Sep 2016)
    • CF11 Money Laundering Reporting (4 May 2016 to 14 Sep 2016)
    • CF10 Compliance Oversight (4 May 2016 to 14 Sep 2016)
    • CF8 Apportionment and Oversight (1 Jan 2008 to 31 Mar 2009)
    • CF3 Chief Executive (1 Jan 2008 to 28 Sep 2017)
    • CF30 Customer (1 Nov 2007 to 18 Apr 2018)
    • CF27 Investment Management (10 Jul 2002 to 31 Oct 2007)
    • CF1 Director (10 Jul 2002 to 18 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.