John Duncan Baines

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Freetrade Limited (no longer approved here)

    FRN 783189

    • Director of firm who is not a certification employee or a SMF manager (14 Dec 2022 to 1 Apr 2025)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • SMF10 Chair of the Risk Committee (23 Nov 2022 to 30 Jun 2025)
  • DF Capital Bank Limited (no longer approved here)

    FRN 848291

    • SMF9 Chair of the Governing Body (29 Sep 2020 to 19 May 2021)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 27 May 2022)
    • CF2 Non Executive Director (4 Jul 2017 to 8 Dec 2019)
  • Bank of Ireland (UK) Plc (no longer approved here)

    FRN 512956

    • SMF11 Chair of the Audit Committee (1 May 2018 to 1 May 2021)
  • State Bank Of India (UK) Limited (no longer approved here)

    FRN 757156

    • SMF11 Chair of the Audit Committee (22 Aug 2017 to 31 Aug 2023)
  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • SMF2 Chief Finance (7 Mar 2016 to 11 Oct 2016)
    • CF1 Director (24 Jun 2013 to 6 Mar 2016)
  • Soteria Insurance Limited (no longer approved here)

    FRN 435022

    • CF1 Director (24 Jun 2013 to 24 Jun 2013)
  • Aldermore Bank Plc (no longer approved here)

    FRN 204503

    • CF29 Significant management (19 Oct 2010 to 27 Feb 2013)
    • CF1 Director (19 Oct 2010 to 27 Feb 2013)
    • CF28 Systems and controls (19 Oct 2010 to 27 Feb 2013)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF3 Chief Executive (19 May 2009 to 14 Aug 2009)
    • CF1 Director (18 Jul 2003 to 28 Feb 2010)
    • CF13 Finance (2 May 2002 to 22 Jul 2003)
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Recent activity

Updates to this individual's record on the FCA register.

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