Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ridgeway Capital LLP
FRN 593784
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (12 Jun 2013 to 8 Dec 2019)
- CF30 Customer (12 Jun 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.