Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 27 Dec 2024)
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- [FCA CF] Material risk taker (1 Jan 2020 to 15 Feb 2022)
- [PRA CF] Managing a material risk taker (1 Jan 2020 to 15 Feb 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 15 Feb 2022)
- [FCA CF] Manager of certification employee (1 Mar 2019 to 15 Feb 2022)
- [FCA CF] Client dealing (12 Feb 2018 to 15 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.