John Dewey Towner

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Legal and General Assurance Society Limited
FRN 117659
- [FCA CF] Significant management (since 25 Oct 2022)
- [PRA CF] Key function holder (since 25 Oct 2022)
- [FCA CF] Material risk taker (since 25 Oct 2022)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 21 Aug 2012)
- CF21 Investment Adviser (19 Jun 2007 to 31 Oct 2007)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (27 Sep 2004 to 21 May 2007)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (2 Jun 2004 to 17 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.