Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lathe & Co Wealth Advisers Ltd (no longer approved here)

    FRN 838186

    • Appointed representative dealing with clients for which they require qualification (19 Oct 2023 to 31 Jul 2025)
    • CF1 Director (AR) (5 Feb 2021 to 11 Sep 2025)
    • CF30 Customer (5 Feb 2021 to 11 Sep 2025)
    • [FCA CF] Client dealing (31 Dec 2019 to 31 Aug 2025)
    • [FCA CF] Functions requiring qualifications (31 Dec 2019 to 19 Oct 2023)
  • Financial Initiatives Limited (no longer approved here)

    FRN 935269

    • (1)Employed By (5 Feb 2021 to 11 Sep 2025)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 21 Jan 2021)
    • CF21 Investment Adviser (17 Aug 2002 to 31 Oct 2007)
    • CF1 Director (AR) (17 Aug 2002 to 21 Jan 2021)
  • Falcon Financial Advice Limited (no longer approved here)

    FRN 401814

    • (49)Employed By (13 Oct 2004 to 21 Jan 2021)
  • Lighthouse (Financial Initiatives) Ltd (no longer approved here)

    FRN 229638

    • (4)Employed By (21 Nov 2003 to 21 Jan 2021)
  • Lighthouse (North London) Ltd (no longer approved here)

    FRN 217603

    • (1)Employed By (17 Aug 2002 to 19 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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