Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (19 Oct 2023 to 31 Jul 2025)
- CF1 Director (AR) (5 Feb 2021 to 11 Sep 2025)
- CF30 Customer (5 Feb 2021 to 11 Sep 2025)
- [FCA CF] Client dealing (31 Dec 2019 to 31 Aug 2025)
- [FCA CF] Functions requiring qualifications (31 Dec 2019 to 19 Oct 2023)
-
- (1)Employed By (5 Feb 2021 to 11 Sep 2025)
-
- CF30 Customer (1 Nov 2007 to 21 Jan 2021)
- CF21 Investment Adviser (17 Aug 2002 to 31 Oct 2007)
- CF1 Director (AR) (17 Aug 2002 to 21 Jan 2021)
-
- (49)Employed By (13 Oct 2004 to 21 Jan 2021)
-
- (4)Employed By (21 Nov 2003 to 21 Jan 2021)
-
- (1)Employed By (17 Aug 2002 to 19 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.