Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North East) Limited
FRN 150317
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 24 Jul 2025)
- [FCA CF] Client dealing (since 24 Jul 2025)
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- (10)Employed By (25 Sep 2018 to 22 Apr 2020)
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- CF30 Customer (15 Apr 2010 to 17 Dec 2010)
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- CF30 Customer (26 Jan 2010 to 7 Apr 2010)
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- Employed By (24 Mar 2003 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.