John David Winter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF6 Head of Key Business Areas (1 Dec 2022 to 30 Mar 2026)
    • [PRA CF] Managing a material risk taker (21 Sep 2022 to 30 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2022 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (21 Sep 2022 to 30 Sep 2022)
    • [FCA CF] Material risk taker (21 Sep 2022 to 30 Sep 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF18 Other Overall Responsibility (1 Dec 2022 to 30 Mar 2026)
    • [FCA CF] Manager of certification employee (21 Sep 2022 to 30 Sep 2022)
    • [FCA CF] Material risk taker (21 Sep 2022 to 30 Sep 2022)
    • [PRA CF] Managing a material risk taker (21 Sep 2022 to 30 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2022 to 30 Sep 2022)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF7 Group Entity Senior Manager (1 Dec 2022 to 30 Mar 2026)
    • [PRA CF] Managing a material risk taker (21 Sep 2022 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (21 Sep 2022 to 30 Sep 2022)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • SMF1 Chief Executive (28 Jun 2019 to 31 Mar 2022)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • SMF19 Head of Overseas Branch/Head of Overseas (28 Jun 2019 to 31 Mar 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF29 Significant management (3 Mar 2008 to 4 Jan 2010)
    • CF30 Customer (1 Nov 2007 to 4 Jan 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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