John David William West

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Handelsbanken plc (no longer approved here)
FRN 806852
- [FCA CF] Functions requiring qualifications (1 Sep 2022 to 9 Sep 2024)
Ventura Wealth Management Limited (no longer approved here)
FRN 967671
- (1)Employed By (2 Feb 2022 to 1 Mar 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2022)
- CF30 Customer (12 Sep 2019 to 1 Mar 2022)
GQ Wealth Management Limited (no longer approved here)
FRN 506924
- (4)Employed By (12 Sep 2019 to 1 Mar 2022)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (16 Jun 2011 to 30 Sep 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.