John David Warren

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PREMIER FUND MANAGERS LIMITED

    FRN 143097

    • [FCA CF] Material risk taker (since 17 Jun 2024)
    • [FCA CF] Client dealing (since 17 Jun 2024)
    • [FCA CF] Manager of certification employee (since 17 Jun 2024)
  • Skerryvore Asset Management Ltd (no longer approved here)

    FRN 769109

    • [FCA CF] Client dealing (9 Dec 2020 to 5 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • CF4 Partner (AR) (5 Oct 2017 to 29 Apr 2022)
    • CF30 Customer (3 Aug 2017 to 9 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (27 Jan 2014 to 2 Oct 2017)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (27 Jan 2014 to 2 Oct 2017)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 18 Aug 2008)
    • CF21 Investment Adviser (11 Oct 2005 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Jul 2002 to 28 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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