John David Thomas

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • West Bromwich Building Society

    FRN 104877

    • SMF11 Chair of the Audit Committee (since 24 Oct 2025)
    • SMF14 Senior Independent Director (since 4 Jul 2025)
    • SMF10 Chair of the Risk Committee (since 4 May 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2020 to 3 May 2021)
  • TD Bank Europe Limited

    FRN 165556

    • SMF12 Chair of the Remuneration Committee (since 14 Feb 2025)
    • SMF9 Chair of the Governing Body (since 14 Feb 2025)
    • SMF10 Chair of the Risk Committee (25 Mar 2021 to 14 Feb 2025)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2020 to 31 Dec 2020)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Jul 2020)
    • CF2 Non Executive Director (10 Aug 2015 to 8 Dec 2019)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Significant management (28 Jan 2019 to 31 Jul 2020)
    • [FCA CF] Manager of certification employee (28 Mar 2018 to 31 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (28 Mar 2018 to 31 Jul 2020)
    • [FCA CF] Material risk taker (28 Mar 2018 to 31 Jul 2020)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • SMF4 Chief Risk (7 Mar 2016 to 1 Jul 2020)
    • CF29 Significant management (1 Apr 2015 to 6 Mar 2016)
    • CF28 Systems and controls (21 Aug 2014 to 6 Mar 2016)
  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • CF2 Non Executive Director (10 Aug 2015 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (7 Apr 2009 to 10 Oct 2011)
    • CF28 Systems and controls (15 Aug 2008 to 10 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.