Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 20 Feb 2024)
    • CF21 Investment Adviser (16 Aug 2005 to 17 Aug 2005)
    • CF22 Investment Adviser (Trainee) (13 Jul 2005 to 16 Aug 2005)
    • CF7 Sole Trader (AR) (13 Jul 2005 to 28 Oct 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.