Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (3 Dec 2019 to 19 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Feb 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Feb 2025)
    • CF30 Customer (7 Jul 2014 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (3 Dec 2019 to 1 Dec 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Dec 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Dec 2021)
    • CF30 Customer (19 Jul 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (24 Oct 2008 to 16 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.