John David Matthews

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal London Asset Management Limited (no longer approved here)
FRN 141665
- [FCA CF] Client dealing (9 Aug 2024 to 30 Jun 2025)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (12 Mar 2015 to 4 May 2017)
The Bank of New York Mellon (no longer approved here)
FRN 122467
- CF30 Customer (1 Aug 2008 to 2 Feb 2010)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF27 Investment Management (29 Sep 2003 to 6 Sep 2005)
- CF26 Customer Trading (1 Dec 2001 to 29 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.