John David Davenport

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DTE Risk and Financial Management Limited

    FRN 125247

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Jan 2025)
    • [FCA CF] Client dealing (since 22 Jan 2025)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Dec 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2006)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Dec 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Dec 2006)
    • CF1 Director (1 Dec 2001 to 1 Dec 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2006)
  • Cassons Financial Planning Limited (no longer approved here)

    FRN 605630

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
    • CF1 Director (2 Jan 2014 to 5 Jun 2018)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • Hammond Raggett & Company Limited (no longer approved here)

    FRN 194710

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF21 Investment Adviser (17 Aug 2007 to 31 Oct 2007)
    • CF1 Director (17 Aug 2007 to 1 Aug 2008)
    • CF24 Pension Transfer Specialist (17 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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