John David Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (27 May 2011 to 29 Mar 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (4 Oct 2010 to 18 Feb 2011)
    • CF21 Investment Adviser (4 May 2006 to 15 Dec 2006)
    • CF22 Investment Adviser (Trainee) (24 Jan 2005 to 4 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (19 Jan 2004 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 19 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.