Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (1 Nov 2007 to 31 Jan 2019)
    • CF1 Director (30 Jun 2006 to 30 Sep 2011)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
    • CF27 Investment Management (30 Jun 2006 to 31 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (29 May 2002 to 5 Apr 2004)
    • CF27 Investment Management (29 May 2002 to 5 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.