Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2022)
    • [FCA CF] Client dealing (since 4 Apr 2022)
    • CF1 Director (AR) (since 3 Feb 2022)
    • CF30 Customer (since 3 Feb 2022)
    • (2)Employed By (since 3 Feb 2022)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 25 Sep 2020)
    • CF1 Director (AR) (since 24 Aug 2020)
    • Employed By (since 19 Oct 2012)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2020)
    • CF1 Director (AR) (2 Oct 2018 to 29 Sep 2020)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (13 Oct 2015 to 23 Oct 2018)
    • CF30 Customer (19 Oct 2012 to 23 Oct 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (27 May 2011 to 28 Dec 2011)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (11 Nov 2009 to 6 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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