Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 4 Apr 2022)
- [FCA CF] Functions requiring qualifications (since 4 Apr 2022)
- [FCA CF] Client dealing (since 4 Apr 2022)
- CF1 Director (AR) (since 3 Feb 2022)
- CF30 Customer (since 3 Feb 2022)
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Farsight Wealth Limited
FRN 968553
- (2)Employed By (since 3 Feb 2022)
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HL Partnership Limited
FRN 303397
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 25 Sep 2020)
- CF1 Director (AR) (since 24 Aug 2020)
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Darlington Naley Taylor & Associates Limited
FRN 224836
- Employed By (since 19 Oct 2012)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2020)
- CF1 Director (AR) (2 Oct 2018 to 29 Sep 2020)
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- CF1 Director (AR) (13 Oct 2015 to 23 Oct 2018)
- CF30 Customer (19 Oct 2012 to 23 Oct 2018)
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- CF30 Customer (27 May 2011 to 28 Dec 2011)
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- CF1 Director (AR) (11 Nov 2009 to 6 Aug 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.